Secure Guidance
Strategic Action.
A continuous management approach to SEC cyber compliance as well as risk identification and ongoing mitigation.
Fundamental Cyber
Services
The Fundamental Services level is tailored for firms seeking to proactively reduce cybersecurity risk through quarterly strategic guidance and targeted improvements, leveraging best-in-class cybersecurity software to manage ongoing efforts.​
We will act as a strategic liaison between your compliance and IT support to bridge the gap between the two outside partners to improve efficiency and reliability of security framework.
Path to Cybersecurity
Cyber Program
Checklist and Tools
Access a comprehensive document library, quarterly task calendars, SOP guides, and analysis tools to help structure and maintain your firm’s cybersecurity program.
SEC
Readiness
Your cyber advisor will compile and deliver a tailored documentation package to support your firm’s cybersecurity posture during regulatory exams.
Risk Assessment and Management
Receive a NIST-based risk assessment tailored to your firm’s maturity level, complete with a ranked findings report and vendor due diligence support.
Cyber
Education
Engage in quarterly internal training, access the Your Cyber Life platform for client education, and receive specialized content for managers and CCOs.
Cyber Support
and Policy Documents
Enjoy unlimited access to cyber advisors and a suite of customizable policy documents, including security, incident response, continuity, and disaster recovery.
Coaching and
Guidance
Benefit from quarterly consulting calls, best practice recommendations, and timely updates on industry threats and regulatory changes.
Vulnerability
Scanning
Benefit from quarterly consulting calls, best practice recommendations, and timely updates on industry threats and regulatory changes.
Explore Our Services
Essential Services provides firms with the policies, procedures, forms, agreements, and testing checklists necessary to comply with all regulatory compliance expectations. ICA will assist CCOs and provide guidance with tailoring and implementing firm policies and procedures, task calendars, checklists, and extensive testing tools.
Essential Services provides core tools. Custom policies, procedures, checklists, and forms, plus hands-on support for CCOs, FINRA filings, and marketing reviews to meet all regulatory expectations with confidence.
Cyber Program
Checklist and Tools
Cyber Support
and Policy Documents
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SEC
Readiness
​
Coaching
and
Guidance
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Risk Assessment and Management
Vulnerability
Scanning​
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Cyber
Education
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*Services in grey are not provided at this level of engagement
