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Real Structure.
Relatable Advice.

Tailored services to meet your firm's unique regulatory needs.

Built on a “Best for Clients” Mentality

We select our client relationships with care so we can fully invest in your firm’s success.

ICA takes the time to deeply understand each firm's unique needs, services, and operations. This allows us to give our full effort and attention as we establish, manage, and evolve your compliance platform. Working alongside your key personnel, we implement compliance programs that are practical, thorough, and built to scale with your growth.

Registration & Regulatory Compliance Services

Explore tailored services to support every stage of your firm’s regulatory journey.
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New RIA
Launches

Our expert-guided SEC registration services simplify the process, ensure compliance, and prepare your firm for success from day one.

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Ongoing
Compliance

Choose from three strategic service tiers – Essential, Fundamental, and Integrated to match your firm’s size, risk profile and growth goals.

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Customized
Compliance Packages

 ICA provides additional support for firms seeking risk assessments, SEC mock exams, or help building out their compliance program. Reach out to our office to learn more.

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Schedule a Consultation

Ready to take a proactive approach to compliance?

Reach out to our team to discuss your needs and learn how we can support your firm.

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